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1 July 2010 Phasor representation of oxy- and deoxyhemoglobin concentrations: what is the meaning of out-of-phase oscillations as measured by near-infrared spectroscopy?
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We propose a phasor representation for oscillations at a given frequency (or relatively narrow frequency band) of hemoglobin concentrations in tissue, as well as hemoglobin concentrations measured by near-infrared spectroscopy. This representation provides a straightforward visualization of the phase relationships between oscillations of oxy-, deoxy-, and total hemoglobin concentrations ([HbO], [Hb], and [HbT], respectively). We observe that measured oscillations of [Hb] and [HbO] with a phase difference that is neither 0 nor must result from the combination of different physiological processes that are out of phase (or time shifted) with respect to each other. Finally, we propose the use of cross-correlation phasors to map phase relationships and correlation levels among hemoglobin oscillations measured at spatially distinct locations at a given frequency. Such a representation may find a natural application in the study of functional connectivity networks in the brain.

Near-infrared spectroscopy (NIRS) is a powerful technique for noninvasive studies of biological tissue because of its relatively large penetration depth into tissue (centimeters), and its strong sensitivity to the concentration and oxygenation of hemoglobin. In particular, NIRS allows for measurements of the temporal dynamics of oxyhemoglobin ([HbO]) and deoxyhemoglobin ([Hb]) concentrations in cerebral tissue, which in human subjects feature natural oscillations at frequencies of 1Hz (arterial pulsation), 0.2to0.3Hz (respiration), 0.06to0.1Hz [low-frequency oscillations (LFOs)],1, 2, 3 and 0.04Hz [very low frequency oscillations (VLFOs)].2 Functional studies of brain activation that are based on a block protocol (consisting of regular repetitions of activation-rest sequences) also typically investigate hemoglobin concentration changes at the specific frequency of the stimulation blocks.2, 3 Under these common conditions, in which one is interested in hemoglobin concentration oscillations at a specific frequency or over a relatively narrow frequency band, we propose to represent such oscillations using phasor notation. Phasors are polar 2-D vectors characterized by amplitude (A) and phase (θ) , and represent harmonic oscillations at a fixed angular frequency (ω) . In NIRS measurements of tissue hemodynamics, a specific frequency can be isolated by applying a relatively narrow bandpass filter, and the intrinsic phase and amplitude variations can be minimized (and monitored) by considering time windows corresponding to a few periods of oscillations. We define the relative phase of two measured oscillations, say x1(t) and x2(t) , at angular frequency ω , in terms of the delay time τmax , at which the absolute value of the cross-correlation function of the two signals [|Rx1,x2(τ)|] is maximized. Specifically, the relative phase of x1(t) and x2(t) is defined as θx1,x2=ωτmax [ +π if Rx1,x2(τmax)<0 ]. We define the phasor amplitude as one half the peak-to-peak range of the measured oscillations, so that the amplitude of the x1 phasor is given by {max[x1(t)]min[x1(t)]}2 .

The concept of phasor representation for the oscillations of [Hb] and [HbO] is applied to the model of Fig. 1 . In this model, we consider one [Fig. 1] or two [Fig. 1] cubic regions within tissue, where [HbO] and [Hb] oscillate at a given frequency ( 0.1Hz in this example). The hemoglobin oscillations in the time-varying tissue regions are described by the phasors [HbO]tissue and [Hb]tissue in the respective regions, whereas the hemoglobin oscillations measured at two distinct locations are described by the phasors [HbO]meas and [Hb]meas at two detector positions. All hemoglobin concentration phasor amplitudes in Fig. 1 are expressed in μM . Additional details about the model are provided in the caption of Fig. 1. The measured phasors are obtained by first translating optical intensity changes at two wavelengths, ΔI(λj) (j=1,2) , into global tissue absorption oscillations [Δμa(λj)] by using the modified Beer-Lambert law4 with proper values of the differential path-length factor (DPF) at the two wavelengths considered. Then, the tissue absorption changes are expressed in terms of hemoglobin concentration oscillations by introducing the molar extinction coefficients of oxyhemoglobin and deoxyhemoglobin, εHbO(λj) and εHb(λj) , respectively:

Eq. 1

The measured global tissue absorption changes can also be expressed in terms of the total mean photon path length (LT) and the partial mean photon path lengths (li) in the N tissue regions that feature hemoglobin oscillations [ N=1 in Fig. 1 and N=2 in Fig. 1] as follows:

Eq. 2

By combining Eqs. 1, 2 and solving the resulting linear system of two equations for j=1 and j=2 , one obtains:

Eq. 3


Eq. 4

where D=εHbO(λ1)εHb(λ2)εHbO(λ2)εHb(λ1) , and ki(λj) are the ratios of partial over total mean path lengths (ki(λj)=li(λj)LT(λj)) . Equations 3, 4 show that the measured changes in oxyhemoglobin and deoxyhemoglobin concentrations are a linear combination of the hemoglobin concentration changes in the oscillating regions. The linear combinations of Δ[Hb]tissue(i) and Δ[HbO]tissue(i) in Eqs. 3, 4 correspond to weighted vector sums of the corresponding phasors, according to phasor algebra. This means that if the phase differences between the oscillations of Δ[Hb]tissue(i) and Δ[HbO]tissue(i) are all either 0 or π , then it is not possible for the phase difference between Δ[Hb]meas and Δ[HbO]meas to assume any value other than 0 (in-phase oscillations) or π (opposition-of-phase oscillation). This remains true in general, regardless of tissue heterogeneity, cross talk contributions in Eqs. 3, 4, or incorrect assumptions for the DPF values at the wavelengths used. This result is important, because physiological hemodynamic or oxygenation changes all induce variations in Δ[Hb]tissue(i) and Δ[HbO]tissue(i) that either have the same sign (0 phase difference) (vascular dilation/constriction, increased/decreased blood volume) or opposite signs ( π phase difference) (change in oxygen consumption, speed of blood flow, or oxygenation of incoming blood).3, 5 It is only a time difference between the onset of such physiological effects (or a phase shift different than 0 or π between them) that can account for a phase shift between Δ[Hb]meas and Δ[HbO]meas that is neither 0 nor π .5 The two (or more) time-delayed or phase-shifted physiological effects can either occur in the same tissue region [Fig. 1] or in different tissue regions [Fig. 1]. In the first case [Fig. 1], there is a non-0, non- π phase shift between Δ[Hb]tissue and Δ[HbO]tissue in a specific tissue region or vascular compartment. In the second case [Fig. 1], each tissue region (or vascular compartment) features in-phase or opposition-of-phase oscillations of oxyhemoglobin and deoxyhemoglobin concentrations { Δ[Hb]tissue(i) and Δ[HbO]tissue(i) }, but there is a non-0, non- π phase shift between oscillations in different tissue regions. We note that the two cases can be experimentally discriminated, because in the one-region case of Fig. 1, the measured phase difference between oxyhemoglobin and deoxyhemoglobin concentrations ( Δ[Hb]meas and Δ[HbO]meas ) is independent of the locations of light source and optical detector [if the cross talk term in Eqs. 3, 4 is negligible], which is not the case of the multiple-region case [two regions in Fig. 1], because the positions of source and detector affect the values of ki(λj) in Eqs. 3, 4. We think that considering the interplay of time-shifted physiological processes is the key to interpreting phase shifts of [Hb] and [HbO] that are different than 0 or π , which have been repeatedly observed and reported in the literature for spontaneous hemoglobin oscillations1, 2, 6 or hemodynamic responses to brain activation.3 The word “interplay” in the previous sentence (which has also been used in this context previously1) can be interpreted here in two conceptually different ways. 1. Two physiological processes within a specific tissue region i actually change their relative timing, thus causing a change in the phase difference between Δ[Hb]tissue(i) and Δ[HbO]tissue(i) . 2. A redistribution of background hemoglobin concentration and/or saturation (for example, due to functional brain activation) results in a change of the relative weights in the linear combinations of tissue hemoglobin phasors [Eqs. 3, 4], so that even in the absence of any changes in the relative phases of Δ[Hb]tissue(i) and Δ[HbO]tissue(i) (for all values of i ), one would still observe a change in the phase difference between Δ[Hb]meas and Δ[HbO]meas .

Fig. 1

Phasor representations of oscillations of deoxyhemoglobin (thick phasors) and oxyhemoglobin (thin phasors) concentrations at localized cubic regions in tissue (dark shaded squares), and as measured by near-infrared spectroscopy with a fixed illumination position (downward dotted arrow) and two collection positions (upward dotted arrows). The frequency of oscillation of the oxyhemoglobin and deoxyhemoglobin concentrations is set at 0.1Hz . The two illumination-collection distances are 1 and 4cm . The background tissue (light-shaded area) has a reduced scattering coefficient μs=10cm1 , and absorption coefficients μa(690nm)=0.12cm1 and μa(830nm)=0.13cm1 , corresponding to a total hemoglobin concentration of 60 μM and a hemoglobin saturation of 75%. The amplitude and phase of the hemoglobin phasors are indicated in μM and degrees, respectively. (a) Single region of hemoglobin oscillations (cube of 5mm side, centered 5mm to the right of the illumination point at a depth of 6mm ). (b) Two regions of hemoglobin oscillation (second cube of 5mm side, centered 13mm to the right of the illumination point at a depth of 8mm ). In both cases, [HbO]tissue and [Hb]tissue are represented by the phasors centered at the cubic regions, while [HbO]meas and [Hb]meas are represented by the phasors at the collection points.


Figure 2 further illustrates the concept of phasor representation of hemoglobin concentration oscillations by applying it to near-infrared data measured in vivo. The time traces in Fig. 2 represent bandpass filtered (0.07to0.10Hz) temporal evolutions of [Hb], [HbO], and [HbT] measured with near-infrared spectroscopy on the prefrontal cortex of a human subject during a previously reported mental workload experiment.7 Briefly, the subject was asked to keep track of the number of colored areas in a rotating cube for 40s . The absence of colored areas is a case referred to as Workload 0 [Fig. 2], whereas the case of four different colors is referred to as Workload 4 [Fig. 2]. The periods of oscillations of the time traces of Fig. 2 ( 11±1s ) and Fig. 2 ( 12±1s ) are comparable. The variability in the frequency of oscillations is something to monitor because it stretches the applicability of the concept of phasors. The phasor [HbT] defined from the experimental [HbT] trace is typically in excellent agreement with the phasor sum of [Hb] and [HbO] (see Fig. 2), confirming the validity of the proposed phasor representation.

Fig. 2

Time traces and associated phasors for [HbO], [Hb], [HbT], and for the cross-correlation function R[Hb],[HbO](τ) measured on the prefrontal cortex of a human subject during (a) a control epoch (Workload 0), and (b) a working-memory-task epoch (Workload 4).


Because the cross-correlation function between [Hb] and [HbO] [R[Hb],[HbO](τ)] is a periodic function (after bandpass filtering of the hemoglobin concentration time traces), it can also be represented as a phasor whose amplitude represents the level of correlation between [Hb] and [HbO], and whose phase represents their relative phase difference. We propose to use such cross-correlation phasors to represent the temporal trends of phase relationships and correlation levels between oxyhemoglobin and deoxyhemoglobin oscillations at a specific frequency. Cross-correlation functions R[Hb],[HbO](τ) measured in the prefrontal cortex during Workloads 0 and 4 are presented in Fig. 2, together with their associated phasors R[Hb],[HbO] . One can see that the level of correlation between [Hb] and [HbO], i.e., the amplitude of the cross-correlation phasors, remains about the same under Workload 0 and Workload 4 conditions (0.98 and 0.96, respectively). By contrast, the phase of the R[Hb],[HbO] phasor, i.e., the phase difference between [Hb] and [HbO] oscillations, is greater during Workload 4 (156deg) than during Workload 0 (128deg) .

Cross-correlation phasors can be used to generate dynamic vectorial maps of hemoglobin concentration oscillations. This can be a powerful tool to characterize networks of functional connectivity in the brain, providing more information than the commonly used correlation coefficient analysis,8 which does not take into account and can be negatively impacted by time differences (or phase shifts) between examined signals.


This research was supported by NIH grant R01-NS059933 and by NSF Award IIS-0713506.



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©(2010) Society of Photo-Optical Instrumentation Engineers (SPIE)
Feng Zheng, Angelo Sassaroli, and Sergio Fantini "Phasor representation of oxy- and deoxyhemoglobin concentrations: what is the meaning of out-of-phase oscillations as measured by near-infrared spectroscopy?," Journal of Biomedical Optics 15(4), 040512 (1 July 2010).
Published: 1 July 2010

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