1 February 2003 2002 in Review
Author Affiliations +
This PDF file contains the editorial “2002 in Review” for OE Vol. 42 Issue 02


Each February I report on the state of Optical Engineering for the previous year. I am beginning to suspect that we are in some type of oscillatory process with a period of two years. Looking at the size of the journal over the past four years you see a change in journal pages and papers published of about 15. After a large drop in size three years ago, the number of pages and papers bounced back strongly in 2000 and then last year the paper count dropped again. And this year it rebounded back to the 2000 figure (see Table 1). But I doubt there will be another drop to keep the oscillation going…as you will see.

Table 1

Major statistics for 2000–2002 and percentage changes from 2001.
2000 2001 2002 2002 vs 2001
Number of journal pages 3360 2924 3360 +14.9
Number of technical pages 3220 2776 3210 +15.6
Number of papers published 412 385 420 +9.1

The wild cards in the size of this journal are the number and size of the special sections that are published each year. Each special section is treated in much the same way as an SPIE conference. A call for papers is published and the editors of the special section, in much the same way that conference chairs troll for contributions to a conference, solicit papers. Sometimes the section is timed so that the call for papers overlaps the submission of papers for a conference, whose chairs wish to highlight an aspect of their field through a special section. The big distinction between the conference submission and that for a special section is a full peer review of the paper. As can be seen in Table 2, the number of special section papers published this year represents about 15 of the papers in the journal. This is down from 17 two years ago. Because it takes at least a year from the time the decision is made to run a special section, changes in the segment of OE publication will always be erratic. Special sections are not done for the sake of increasing the size of the journal. They are intended to highlight newly emerging fields and new directions in optical engineering. Proposals for such special sections are always welcomed.

Table 2

Regular vs special section papers for 2001–2002 and percentage changes from 2001.
2001 2002 2002
2002 vs 2001
Regular papers published 319 359 85.5 +12.5
Special papers published 66 61 14.5 −7.6
Regular papers received 549 643 +17.1
Special papers received 73 44 −39.7

The reason I am encouraged that there will not be another repeat in the oscillation is that the number of regular papers and OE Letters submissions increased by 17 this year (Table 2). This strong submission rate to the journal would seem to indicate that authors regard OE as a forum for information in their field. We appreciate the confidence they have shown by submitting to OE.

The number of papers that we declined to publish remained about the same, but the number of acceptances was substantially greater (Table 3). The acceptance quotient is up from last year, but I think that may be a reflection of the quality of papers that we are attracting.

Table 3

Outcomes of papers acted on in 2001 and 2002 (regular papers only; OE Letters not included).
2001 2002
Accepted 317 60.04 445 65.35
Declined 146 27.65 173 25.40
Closed 57 10.80 51 7.49
Withdrawn 4 0.76 4 0.59
Transferred 4 0.76 8 1.17

We now have two years of experience with OE Letters. It was instituted in mid-2000 and submissions began to arrive late that year. As can be seen from Table 4, the number of papers published and the number of submissions continue to increase. Our standards for rapid publication have remained high since a little over one-third of the papers that are submitted are published, as is shown in Table 4. This ratio rose a little now that authors begin to understand our standards and expectations.

Table 4

OE Letters statistics for 2001 vs 2002.
2001 2002
Letters published 20 27
Letters received 61 80
Accepted 25 26 35.14
Declined 50 48 64.86

One aspect we have not checked out is how many people access the page on SPIE Web where OE Letters are posted once they have been accepted. The papers can be easily accessed by going to the SPIE home page (www.spie.org), clicking on “SPIE Journals” on the right hand side under “Resources,” then clicking on “OE Letters” on the right side of the Journals page.

In order to show what appears to be a trend, I have included the data for the past four years in Table 5, which gives the geographical distribution of first authors. There is a definite increase in the number of papers from Asia over this time. And for the second time there are more papers from Asia than any other region. The contributions from other regions have changed little.

Table 5

Number of papers published by region of first author in 1999 through 2002.
Region 1999 2000 2001 2002
Africa 0 3 2 1
Asia 77 119 145 154
Australia 8 7 2 8
Eastern Europe 13 19 14 17
Middle East 10 18 14 14
North America 108 163 121 139
South/Central America 6 4 8 7
Western Europe 51 79 79 80

California continues to be the largest source of papers within the United States. The numbers in parentheses in Table 6 are the number of papers for the previous year.

Table 6

Number of papers published from the U.S. in 2002 by state of first author. (Numbers in parentheses are the 2001 figures.)
State Number
California (14) 17
Maryland (3) 11
Massachusetts (8) 10
New York (5) 9
Arizona (6) 8
Texas (10) 7
New Mexico (3) 6
Colorado; Florida; Ohio 5
Alabama; Virginia 4
Connecticut; Delaware; Indiana; New Jersey; Pennsylvania; Tennessee; Washington;
Washington, DC; Wisconsin
Hawaii; Idaho; Illinois; Michigan; Mississippi; Nebraska; North Carolina; Oregon 1

With the increase in papers, it would seem that the volume of work would go up proportionally. But some of the additional effort is alleviated by the increase in electronic submissions. Since spring 1999, the percentage of electronic submissions has grown from 20 in that year to 50 in 2000, and 67 in 2001. This past year the percentage was 81.4. It would appear that within two years nearly all papers will be submitted electronically. As of today, there are no plans to phase out paper submissions; that may come about naturally. If you are not familiar with the electronic submission procedure, you can find a description on SPIE Web by clicking on the Publications/Author Information tab and then selecting the Journal Guidelines/Optical Engineering tab. (Those successfully navigating this Web labyrinth, who are Eagle Scouts, will also be eligible for a Pathfinder badge.)

Through the efforts of the SPIE journal staff, our authors are better served than ever. Table 7 provides an overview of the activity within the journals office for Optical Engineering. There were major increases in every aspect except Communications papers. Despite this increased activity, the average review time of 15.2 weeks for OE and 5.9 weeks for OE Letters in 2001 was reduced dramatically. It is currently 8.9 weeks for OE and 3.6 weeks for OE Letters. Anyone who has worked on research journals will tell you that this is an incredible feat. And it didn’t happen just because our reviewers made New Year’s resolutions to evaluate all manuscripts as soon as they arrived. Rather, the rapid transmission of papers by the journal staff and their follow up on reviews are responsible for this achievement. A bit of this advantage was lost in production, the time between acceptance and publication. It was 5.6 months for OE and 2.8 months for OE Letters in 2001; this past year it increased to 6.4 months and 3.0 months, respectively. We are working to reduce this to our earlier times. The names and titles of the staff may be found on the journal masthead on the page to the left.

Table 7

Activity of the editorial office in 2002 (regular papers only, including OE Letters).
Number change
vs 2001
Reviewers selected 2522 +24.67
Reviews received 1143 +29.74
Revised manuscripts received 478 +42.69
Papers returned to authors for revision 502 +25.81
Communication papers received 2 −60.00
OE Letters received 80 +31.15

Another figure in Table 7 is of note. That is the increase in reviews received. Considering that the number of papers received went up about 17 last year, the fact that the number of reviews increased by 30 reflects well on our reviewers and on the staff for their follow up. I thank all of our reviewers for responding so promptly and for maintaining the high standards we have come to expect.

I want to thank the members of the Board of Editors for their contributions toward maintaining these standards. Their names and affiliations are also listed on the masthead. I want to thank Steve Gustafson, who was one of the original members of the editorial board, for his assistance over the years. Also, John Neff who stepped down at the end of last year. He will be replaced by Jurgen Jahns from Fern Universitaet in Hagen, Germany. Also joining the editorial board is Ray Kostuk from Arizona, who will take over for Steve. I also thank Frank Wyrowski for serving as Associate Editor in the field of physics optics. His work is taken over by Dennis Prather from Delaware. Tomasz Wolinski of the Warsaw Institute of Technology is now responsible for optical fiber sensors and liquid crystals. The attention to detail and dedication of these Associate Editors are the qualities that help to determine the character of this journal. I feel lucky to be able to work with such a great group of people. Thank you all.

© (2003) Society of Photo-Optical Instrumentation Engineers (SPIE)
Donald C. O'Shea, Donald C. O'Shea, "2002 in Review," Optical Engineering 42(2), (1 February 2003). https://doi.org/10.1117/1.1554408 . Submission:

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