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1 July 2011 Special Section Guest Editorial: Integrated Optics
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An introduction to the special section by the guest editors.

The first demonstration of the laser in May 19601 opened the way to the development of lightwave technology. Almost 20 years later, the production of very-low-loss optical fibers2 made guided-wave optical communication systems a reality. One of the problems associated with the development of long-haul systems was obviously related to the introduction in the transmission line of a number of repeaters, able to recondition and to reamplify the optical signal. The solution offered by conventional optics was unsatisfactory, due to the size and electrical power consumption, as well as to the critical effects of temperature variations, mechanical vibrations, and the presence of moisture. Similar problems existed for signal distribution to end users, which required a very large number of splitters and switches. The alternative first suggested by S. E. Miller, a researcher at Bell Laboratories, was to miniaturize the repeater, integrate all the components onto a single chip, and interconnect them via optical waveguides: the concept of integrated optics was born.3

Technology of materials and devices has progressed a great deal since then, and terminology has also slightly changed: it is now common to speak about integrated optoelectronics or integrated photonics rather than integrated optics. The basic aim, however, has not changed with time: to integrate as many optical and electronic functions as possible into a chip as small as possible. One of the most complex photonic integrated circuits (PICs) reported to date is an InP monolithic tunable optical router with 8 input and 8 output ports, capable of 40 Gb/s operation per port.4 The size of this PIC is 4.25 × 14.5 mm, and it includes more than 200 functional elements integrated on-chip. In recent years, besides the telecommunications applications, a continuously growing interest has been focused on the field of integrated optical sensors, especially for biomedical sensing. Hot topics in this area concern, for instance: (i) the integration of surface plasmon resonance (SPR) sensors in a waveguide configuration (waveguide-based SPR sensors can accommodate several sensing elements on a single platform, thus allowing us the development of highly integrated, multichannel, and robust sensing devices); see, for instance, Ref. 5; (ii) the integration of high-Q microresonators with optofluidics for ultrasensitive spectroscopic measurements (which could enable miniaturized, low-cost, fully automated, and massively parallel devices for lab-on-a-chip applications); see, for instance, Ref. 6; and (iii) the combination of ultrahigh-Q whispering gallery mode microresonators with optical waveguides for the implementation of very sensitive biosensors; see, for instance, Ref. 7.

Several books8, 9, 10, 11, 12, 13 and a huge number of papers on this subject have been published in the 40 years since the seminal paper by P. K. Tien in 1971, which described not only the physics of guided waves in thin films and the prism-coupling method, but also some very early nonlinear optical phenomena in integrated optics.14 An early 2011 search of the SPIE Digital Library on the term “integrated optics” within Abstract/Title/Keyword produced about 2000 papers; of those, more than 10% were published in Optical Engineering. A similar search on the ISI Web of Knowledge produced 3810 journal articles and 3655 proceedings papers. The histogram in Fig. 1 shows the publication rate in the last 20 years; it appears evident that the number of publications on integrated optics stayed high and almost constant, on the order of 500 per year, in the last 7 to 8 years, thus testifying to the continuous importance of this R&D field.

Fig. 1

Number of publications on integrated optics in the last 20 years (from a search on ISI Web of Science).


This Optical Engineering special section aims at providing just a flavor of topics of contemporary interest in this area, covering a variety of applications and concepts. Glass still is one of the main materials for integrated optical circuits, and several papers in this special section are concerned with it. Ion exchange is likely the most common fabrication technique of optical waveguides in glass substrates; the paper by Tervonen presents a comprehensive review of this process, while Hassanzadeh and Mittler discuss the optimization of a two-step ion exchange (K+–Na+ followed by an Ag+–Na+) for producing low-loss waveguides with high surface refractive indices. In some glasses, however, ion exchange is not effective, and other waveguide fabrication techniques have to be used: the paper by Berneschi , for instance, presents an approach based on nitrogen ion implantation at 1.5 MeV beam energy to produce waveguides in tellurite glasses, which have gained widespread attention because of their potential as hosts of rare-earth elements for the development of fiber and integrated-optic amplifiers and lasers covering all the main telecommunication bands. Another aspect of rare-earth-doped glasses is discussed in the paper by Chiasera , who studied the luminescence properties of Er3+ in glass-ceramic waveguides, confirming the advantages of this class of nanostructured systems.

Among the many integrated optical components, Bragg grating structures definitely play important functions; integrated Bragg reflectors based on liquid-crystal waveguides that can be electro-optically tuned over a large wavelength spectral range are described in the paper of Asquini Another important class of devices is constituted by modulators and optical switches: Wen investigate the issues of velocity and impedance matching for electro-optic modulators in polymeric materials. Thermo-optic switches are reviewed by Coppola , while Flores-Rosas present experimental results on optical switches based on stimulated Raman scattering, and Tao discuss thermal stability of a nonlinear optical switch based on an asymmetric three-core nonlinear directional coupler with a variable Gaussian coupling coefficient.

Finally, two examples of integration are offered by the paper of Van der Tol , who designed a Brillouin optical time domain reflection read-out unit with low-cost potential, to be fabricated in an InP/InGaAsP/InP double heterostructure, and the paper by Wiederkehr , who developed a broadband spectroscopic platform based on single-mode integrated optical waveguides for the study of molecular surface adsorption processes.

In spite of the fact that this special section can offer only a very limited view of the ongoing research and development efforts in this vast field, I hope that the papers presented here can be a useful reference for both experts and newcomers in the active and still growing area of integrated optics and photonics. Sincere thanks are due to the peer reviewers, the SPIE staff who managed submissions and publication processes, and the editor of Optical Engineering, Ron Driggers, whose suggestion led to this special section.



T. H. Maiman, “Stimulated optical radiation in ruby,” Nature, 187 493 (1960). Google Scholar


T. Miya, Y. Terunuma, T. Hosaka, and T. Miyashita, “Ultimate low-loss single-mode fibre at 1.55 μm,” Electron. Lett., 15 106 (1979). Google Scholar


S. E. Miller, “Integrated optics: an introduction,” Bell Syst. Tech. J., 48 2059 (1969). Google Scholar


S. C. Nicholes, M. L. Masanovic, B. Jevremovic, E. Lively, L. A. Coldren, and D. J. Blumenthal, “An 8×8 InP monolithic tunable optical router (MOTOR) packet forwarding chip,” J. Lightwave Tech., 28 641 (2010). Google Scholar


E. K. Akowuah, T. Gorman, S. Haxha, and J. V. Oliver, “Dual channel planar waveguide surface plasmon resonance biosensor for an aqueous environment,” Optic. Express, 18 24412 –24422 (2010). Google Scholar


A. Nitkowski, A. Baeumner, and M. Lipson, “On-chip spectrophotometry for bioanalysis using microring resonators,” Biomed. Optic. Express, 2 271 – 277 (2011). Google Scholar


S. Soria, S. Berneschi, M. Brenci, F. Cosi, G. Nunzi Conti, S. Pelli, and G. C. Righini, “Optical microspherical resonators for biomedical sensing,” Sensors, 11 785 –805 (2011). Google Scholar


T. Tamir, Integrated Optics, Springer-Verlag, Berlin (1975). Google Scholar


R. G. Hunsperger, Integrated Optics: Theory and Technology, Springer-Verlag, Berlin (1982). Google Scholar


H. Nishihara, M. Haruna, and T. Suhara, Optical Integrated Circuits, McGraw-Hill, New York (1989). Google Scholar


M. A. Mentzer, Principles of Optical Circuit Engineering, Marcel Dekker, New York (1990). Google Scholar


S. I. Najafi, Introduction to Glass Integrated Optics, Artech House, Norwood, MA (1992). Google Scholar


K. K. Wong and M. Razeghi, Integrated Optics and Optoelectronics, SPIE Press, Bellingham, WA (1993). Google Scholar


P. K. Tien, “Light waves in thin films and integrated optics,” Appl. Opt., 10 2395 –2413 (1971). Google Scholar


071101_1_d1.jpg Giancarlo C. Righini was on the staff of the National Research Council of Italy (CNR) at Nello Carrara Institute of Applied Physics (IFAC) in Florence, from 1972 to 2010. He retired from CNR in September 2010 and is now an associate scientist at IFAC. He was research director at IFAC from 1991 to 2010; director of CNR-GNEQP from 1983 to 1996; and director of CNR National Department of Materials and Devices from 2006 to 2009. Since 2004 he has been a contract professor of optoelectronics at Florence University. His activity has been largely devoted to glass integrated optics, but extended to holography, optical signal processing, and fiber optics. He has published over 400 papers and coauthored 6 patents. He is a Fellow of SIOF, EOS, OSA, and SPIE.

©(2011) Society of Photo-Optical Instrumentation Engineers (SPIE)
Giancarlo C. Righini "Special Section Guest Editorial: Integrated Optics," Optical Engineering 50(7), 071101 (1 July 2011).
Published: 1 July 2011


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